CommLaw Monitor https://www.kelleydrye.com/viewpoints/blogs/commlaw-monitor News and analysis from Kelley Drye’s communications practice group Fri, 28 Jun 2024 16:19:25 -0400 60 hourly 1 FCC Enforcement Bureau Centralizes Filing of Interference Complaints; Parties Directed to First Exhaust Private Efforts to Resolve Cases of RFI https://www.kelleydrye.com/viewpoints/blogs/commlaw-monitor/fcc-enforcement-bureau-centralizes-filing-of-interference-complaints-parties-directed-to-first-exhaust-private-efforts-to-resolve-cases-of-rfi https://www.kelleydrye.com/viewpoints/blogs/commlaw-monitor/fcc-enforcement-bureau-centralizes-filing-of-interference-complaints-parties-directed-to-first-exhaust-private-efforts-to-resolve-cases-of-rfi Wed, 09 Oct 2019 16:57:21 -0400 On October 7, the Enforcement Bureau (“EB” or “Bureau”) of the Federal Communications Commission (“FCC” or “Commission”) took action to enhance the method by which public safety and enterprise wireless providers file interference complaints and receive initial responses. In a Public Notice, the Bureau announced that a new interference complaint intake portal, which the Bureau sees as a “backstop” when private resolution efforts fail, is now operational for these types of spectrum users. The action was in response to the Commission’s 2015 Field Modernization Order, in which the FCC called on the Bureau to ensure that EB’s field offices respond to radiofrequency interference (“RFI”) complaints filed by public safety and industry users in a timely fashion.

At the same time, the EB reminded parties that, before turning to the Commission with interference complaints, they should first seek to identify the source of interference and resolve complaints privately. It is worth remembering that the FCC shut down more than one-third of its EB Field Offices in early 2017, leaving the remaining field agents and staff with a larger work load. The new portal prompts private safety and enterprise users to first address interference problems through private means before filing through the portal, including certain industry-created reporting mechanisms where available.

Historically, public safety interference complaints have been made to the closest Bureau Field Office or to the Public Safety and Homeland Security Bureau’s Operations Center, from which they are referred to the relevant Field Office. Most enterprise service interference complaints have been filed through the Cellular Telephone Interference Complaint web page maintained by the Bureau, which are then referred to the relevant Field Office. Those complaints are automatically forwarded to the closest EB Field Office. The Public Notice observes that other industry, enterprise, and government service interference complaints are made directly to the closest Field Office or are filed through the FCC’s websites.

With the new portal, there will be a single intake point nationwide for public safety and enterprise service interference complaints made by both non-federal public safety and enterprise service users and federal users. Public safety users include both emergency services, such as, police, fire, other first responders, and law enforcement, as well as safety-of-life services (e.g., Coast Guard, FAA, airport authorities, aircraft pilots, and operators of maritime vessels). The Bureau uses “enterprise” to cast a wide net over a range of individually licensed services, including Advanced Wireless Services (“AWS”), wireless carrier services, broadcast services, and private land mobile radio services.

The FCC is adding a “PSIX-ESIX Interference Complaints” link to its home page which will redirect to the Radio Frequency Service Interference Complaint Portal landing page where the web user can select the type of complaint – public safety, enterprise, or consumer.

Consumers (which includes amateur radio operators, CB radio operators and other Personal, Wireless Service users, and General Mobile Radio Service users) experiencing difficulties with a range of communications services, including radio frequency interference, will continue to use the Commission’s existing Consumer Complaint Center. Selection of a consumer complaint in the portal will connect to the Center.

The Public Notice explains that the new portal implements other features anticipated in an earlier Bureau release with respect to public safety and enterprise interference complaints, such as an initial review, where appropriate, and routing to the appropriate Field Office automatically, and issuance of an e-mail confirmation with a unique complaint number and expected initial response time from the Field Office. The Public Notice states that high priority interference issues (which includes those impact public safety operations) will receive response within one calendar day of filing with the FCC. Medium and low priority interference complaints will receive an initial response within two and five days, respectively.

The Bureau hopes the portal will establish and improve relationships with EB agents in their areas of operation as well as enhance the efficiency and responsiveness of the remaining Field Offices in dealing with complaints. These are noteworthy aspirations. Whether the new intake portal will be a success, ideally leading to more rapid and successful resolution when the Commission’s expertise is invoked, remains to be seen, but it appears that complainants can anticipate standardized and smoother first steps in the process.

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FCC Tees Up Major Reconfiguration of 900 MHz Part 90 Spectrum https://www.kelleydrye.com/viewpoints/blogs/commlaw-monitor/fcc-tees-up-major-reconfiguration-of-900-mhz-part-90-spectrum https://www.kelleydrye.com/viewpoints/blogs/commlaw-monitor/fcc-tees-up-major-reconfiguration-of-900-mhz-part-90-spectrum Thu, 07 Mar 2019 18:19:19 -0500 Following on its 2017 Notice of Inquiry and proposals by several entities going back at least five years, the FCC is poised to consider establishment of a wireless broadband service in the 900 MHz band (896-901/935-940 MHz), a major change from its historical use for narrowband private land mobile radio. At its March 15 Open Meeting, the FCC will consider a draft Notice of Proposed Rulemaking (“NPRM”) that would propose to allot 60% of the spectrum for wireless broadband licensees’ use, subject to commercial mobile rules, while preserving the remainder for continued narrowband operations . The comments on the NPRM, assuming it is adopted, will follow publication in the Federal Register, but the length of the comment periods is not set out in the draft.

Currently, the entire 900 MHz band is designated for narrowband private land mobile radio communications and it has been primarily used for two-way dispatch radio communications by land transportation, utility, manufacturing, and petrochemical companies. The NPRM proposes to reconfigure the band to serve the commercial wireless broadband needs of similar business and industrial entities. The FCC’s goal with this item is to “create opportunities for robust broadband networks that fully support critical communication systems and that ensure the low latency and ultra-high reliability required by electric and other utilities” and other business and industrial users.

The main proposal would split the band, with one segment supporting the existing narrowband operations while the other segment would be designated for broadband solutions, conceptually proposing a realignment first championed by Enterprise Wireless Alliance (“EWA”) and pdvWireless, Inc. (“PDV”) in 2014. The broadband segment would use a paired 3/3 megahertz arrangement while two paired segments above and below the broadband designation, 1.5 and .5 megahertz, respectively, would be retained for conventional narrowband operations. Specifically, the draft NPRM proposes to designate 897.5-900.5 MHz/936.5-939.5 MHz as the broadband segment while leaving the two remaining segments— 896-897.5/935-936.5 MHz and 900.5-901/939.5-940 MHz— for Part 90 narrowband. The NPRM also proposes to tweak the co-primary Mobile allocation in the 900 MHz band by excepting Aeronautical Mobile Service to be more consistent with allocations in adjacent bands in the international frequency allocation table.

Rather than simply modify the current Part 90 Rules to create the framework for the proposed broadband service, the draft NPRM suggests the Commission may designate the 900 MHz broadband service as a Miscellaneous Wireless Communications Service governed by Part 27 of the Commission’s rules, which govern a variety of flexible carrier-type services, including the Wireless Communications Service, or WCS, in the S-Band and Advanced Wireless Services, or AWS, in the 1.7 and 2.1 GHz Bands. Conventional narrowband land mobile systems that remain in the band would continue to be governed by Part 90.

The draft NPRM recognizes that there may be alternatives to the realignment described above and seeks comment on such alternatives.

One of the most interesting aspects to the draft NPRM is its discussion of how the transition to a realigned band would take place and how broadband licenses would be issued. Due to the significant encumbrances as a result of existing narrowband licenses throughout the band, the draft NPRM would put forth for comment a transition plan whereby existing licensees would coordinate and mutually agree on a plan for relocating site-based systems and transitioning the band for broadband use. Acknowledging that this approach may not work in all geographic markets (or at all), the draft NPRM also would seek input on other transition methods that could be used effectively along with its voluntary exchange proposal. These include an overlay license auction or some form of incentive auction.

Since September 13, 2018, the FCC has not accepted applications for new or expanded 900 MHz operations to maintain a stable spectral landscape while the Commission determined how to proceed with respect to that spectrum. That suspension will ostensibly remain in place while the rulemaking plays out, albeit the Utilities Technology Council filed a petition for reconsideration or clarification of the decision to suspend such applications which remains pending.

UPDATE: On March 13, 2019, in advance of its open meeting, the FCC adopted the NPRM with no major revisions to the draft. However, the Commission expanded its discussion on several key items including the possibility of a market-driven mechanism for clearing the total of six megahertz for flexible use broadband. The NPRM was released on March 14, 2019. Comments and Reply Comments will be due 60 and 90 days, respectively, after Federal Register publication.

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Portions of the FCC’s Recent Wireless License Renewal Order Take Effect Oct. 2nd, but Key Rule Sections Delayed Pending OMB Review https://www.kelleydrye.com/viewpoints/blogs/commlaw-monitor/portions-of-the-fccs-recent-wireless-license-renewal-order-take-effect-oct-2nd-but-key-rule-sections-delayed-pending-omb-review https://www.kelleydrye.com/viewpoints/blogs/commlaw-monitor/portions-of-the-fccs-recent-wireless-license-renewal-order-take-effect-oct-2nd-but-key-rule-sections-delayed-pending-omb-review Mon, 25 Sep 2017 23:02:40 -0400 At the beginning of August, the Federal Communications Commission (“FCC”) took steps to reconcile a diversity of renewal requirements and permanent discontinuance conditions within its rules for many of the licensed radio services. However, although the Second Report and Order (“Second R&O”) was published in the Federal Register September 1, the rules will take effect only in staggered fashion as set forth in the notice beginning on Monday, October 2, 2017, with significant portions set to take effect months later after further review or, per the FCC’s decision, years in the future. In the interim, depending on the service and situation, existing rules governing renewals and discontinuance will continue to apply. Licensees will certainly want to become familiar with the parts of the Second R&O pertinent to their rules service, whether the licenses were issued on a geographic or site-based basis. Below, we breakdown the time frames in which the rules will take effect:

Overview

The Second R&O created a single uniform standard for license renewal for the wireless radio services (“WRS”) which includes “[a]ll radio services authorized in [FCC Rule] parts 13, 20, 22, 24, 26, 27, 30, 74, 80, 87, 90, 95, 96, 97 and 101. So in a nutshell, with certain enumerated exemptions, this includes most commercial mobile radio services, private land mobile radio services, private and common carrier fixed microwave and millimeter wave services, and aviation services, among others. The principal exclusions of the new renewal standards are for licenses that have no construction obligations, such as services licensed by rule. The rules apply to WRS with both geographic and site-based licenses.

The new renewal standard laid out by the Commission has two flavors, one for providers of service to the public and another applying to licensees serving their own communications needs. The general standard requires “each WRS licensee [to] demonstrate that over the course of its license term, the licensee either: (1) provided and continues to provide service to the public, taking into account the periods of time the applicable service-specific rules give licensees to construct facilities and meet performance benchmarks, or (2) operated and continues to operate over the course of the license term to address the licensee’s private, internal communications needs, again taking into account the periods of time the applicable service-specific rules give licensees to construct facilities and meet performance benchmarks.”

In implementation of the broadly applicable renewal standard, the Second R&O adopted four safe harbors for renewal applicants for (1) site-based licenses; (2) geographically-licensed wireless providers; (3) geographically-licensed private systems; and (4) partitioned or disaggregated licenses without a performance requirement. Each safe harbor requires three certifications, (a) one regarding the ongoing provision of service and/or operations tailored to the type of license, (b) a second that there has been no permanent discontinuance of operations during the term, and (c) the third that the licensee “has substantially complied with all applicable FCC rules, policies, and the Act.”

If each of these certifications under the applicable safe harbor cannot be made without qualification, the Commission will require a renewal applicant to submit and will consider a fact-based “renewal showing” to demonstrate how the licensee meets the general renewal standard. The renewal showing must include a detailed description of the applicant’s provision of service to the public or to meet its private communications needs during the entire license period and must address several factors, including the level and quality of service/operations, service commencement, interruptions and outages, as well as several others. The third certification under the safe harbors, the “substantial compliance” certification, will still be required or the circumstances making the applicant incapable of making the certification will have to be explained, and the applicant will have to make the case why renewal of its license should still occur.

The Commission will not require each party to a partitioning or disaggregation arrangement to certify that it will independently satisfy service-specific construction and performance requirements. While parties in such situations are at liberty to do so, the Second R&O will also allow them to share in fulfilling such requirements for the licensee as a whole, which will go into effect prospectively.

In addition to the generally applicable renewal standard, the Second R&O adopted a new uniform standard for the WRS defining permanent discontinuance of service as a period of 180 or 365 consecutive days consecutive days for geographic licenses and site-based licenses, respectively, during which the licensee does not operate or provide service to at least one subscriber with which it is not affiliated. The Commission provided further explanations about what would qualify as operation or providing service, for example, stating unequivocally that channel keeper operations such as test signals, tones, or color bars fail to satisfy. When discontinuance happens, the license is constructively terminated, although there are provisions for requesting extensions, under which certain limited extensions are effectively automatic following timely requests. (For services that already have applicable definitions of permanent discontinuance, the new discontinuance rule will begin to apply on the date a licensee must meet its first performance requirement benchmark.)

The Second R&O also eliminates legacy “comparative renewal” rules, and prohibits applicants from filing competing applications during the WRS renewal process.

Delayed Implementation of the General WRS Renewal Standard, Safe Harbors, and Renewal Showing Rules (Among Others)

Key aspects of the Second R&O will not go into effect on October 2, because the new rules require approval by the Office of Management and Budget (“OMB”) under the Paperwork Reduction Act (“PRA”). Indeed, the effectiveness of what some might characterize as the heart of the Second R&O – new rule Sections 1.949, 1.950, and 1.953 – awaits completion of OMB review. These delayed sections the new general license renewal standard, the safe harbors, the substantial compliance certification, and the renewal showing where the safe harbors are not available. (For some license types, the delay is meaningless because much of the relevant rule sub-sections take affect only in 2018 or 2023, as described below.) These new delayed rules also govern the new general and uniform standard applicable to discontinuance of service (and the resulting license termination) as well as geographic partitioning and spectrum disaggregation.

In the interim, before these rules take effect, existing the service-specific standards and rules will apply. However, it is notable that the Second R&O calls for many of the existing renewal and discontinuance regulations to be removed from specific service rule parts, but the Commission apparently took care in those cases to delay the effectiveness of the rule deletions until the OMB review finished and Sections 1.949 or 1.953, as applicable, takes effect.

An OMB review of regulations involving record-keeping or reporting typically takes at least several months. There will be a future Federal Register notice announcing the review is complete and which will set the effective day of these three new rule sections and the aforementioned service-specific rule deletions.

Partial Implementation Begins October 2:

Despite the fact that many core aspects of the Second R&O still await OMB approval, a few elements of the new rules will go into effect on October 2, principally the following:

  • Construction requirements for Certain Services: Modifications to the construction requirements (e.g. substantial service requirements) for Local Multipoint Distribution Service (“LMDS”), Multichannel Video Distribution and Data Service (“MVDDS”), 24 GHz service, and 218-219 MHz will go into effect October 2. In modifying such obligations, the FCC implemented numerous service specific reforms such as eliminating a construction requirement compliance certification for LMDS partitioning and disaggregation applicants, modifying the components of a license renewal application for MVDDS, and adjusting service status reporting requirements for 218-219 MHz licensees.
  • Part 90 Renewal Provisions Revised: The Second R&O simplified the renewal rules related to Part 90, private land mobile renewals, merely retaining the two requirements that applicants must demonstrate that they have provided "substantial" service during their past license term – “service that is sound, favorable, and substantially above a level of mediocre service that just might minimally warrant renewal” and that they have “substantially complied with applicable FCC rules, policies, and the Communications Act of 1934, as amended.” This standard, requiring the substantial service showing, applies only until 2023. The remainder of Rule 90.743 was removed.
  • Remaining Comparative Renewal Rules Eliminated: The amended procedural rules in the Second R&O pertaining to dismissals without prejudice, dismissals of mutually exclusive applications not granted, and dismissals for failure to prosecute or to respond to the Commission will take effect on October 2. The primary effect of these modifications (to Rule Section 1.934) is the elimination of the remaining, service specific aspects of the FCC rules pertaining to comparative renewals, which the Second R&O termed an “outdated vestige of licensing rules predating our current reliance on auctions in many services.” Accordingly, the Second R&O prohibited the filing of competing renewal applications for all WRS.
Rules Taking Effect in 2018, 2019, and 2023

Separate and apart from the delay caused by OMB review, the Second R&O delayed implementation of a number of the new renewal and discontinuance rules as applied to several services, as summarized below.

2018:

On October 1, 2018, the new renewal paradigm proposed for Section 1.949 will go into effect for the Common Carrier Fixed Point-to-Point Microwave Service. For all other site-based licenses in the WRS covered by the Second R&O, the new renewal regulations (including the renewal standard, safe harbor, renewal showing, and substantial compliance certification) will go into effect upon the effective date in the Federal Register notice of OMB approval of new Section 1.949.

2019:

As an equitable measure, all WRS that do not currently have an explicit definition of permanent discontinuance in their rule parts, licensees will have until January 1, 2019 to come into compliance with the Second R&O’s new rules regarding permanent discontinuance. (Those that do will be subject to the new rules on the date specified in the notice of OMB approval in the Federal Register.) If a licensee in the services without a current definition of permanent discontinuance is not providing service or is not operational on January 1, 2019, the discontinuance period in the new rules – whether 180 or 365 days – will start to run on that date.

2023:

Geographic licenses with certain exceptions must comply with Section 1.949 (including the renewal standard, safe harbor, renewal showing, and substantial compliance certification) rather than their service specific rules only beginning on January 1, 2023. However the new articulation of the renewal paradigm, including the safe harbors, will go into effect for covered geographic licenses in the 600 and 700 MHz Commercial Services, Advanced Wireless Services (AWS-3 (1695-1710 MHz, 1755-1780 MHz, and 2155-2180 MHz) and AWS-4 (2000-2020 MHz and 2180-2200 MHz) only), and H Block Service after on the date specified in the notice of OMB approval of Section 1.949 in the Federal Register, in large part because they already are subject to the new uniform renewal standard pursuant to analogous service-specific rules (although the safe harbors may not have been available).

Certain rules concerning “substantial service” will apply through January 1, 2023. For 218-219 MHz Service licenses and 24 GHz Service licenses, until January 1, 2023, the “substantial service” assessment, which must be made as a performance demonstration within ten years after license grant, will be made at renewal pursuant to the provisions and procedures contained in § 1.949. Similarly, until January 1, 2023, all Part 90 licensees seeking renewal of their authorizations at the end of their license term must make a substantial service showing in their renewal applications. (For other services, such as for LMDS, the revised rules simply make clear that the substantial service showing must be made within ten years of grant without specifically tying it to the renewal filing.) This five-year transition comes out of the Commission’s objective in the Second R&O to clarify that the renewal showing is distinct from the substantial service/performance requirement demonstration.

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